What is MyComplianceOffice?
MyComplianceOffice is a comprehensive compliance management platform that streamlines and automates regulatory compliance activities for highly regulated organizations across global financial services and other industries. With a user base exceeding 1 million, the platform has been designed to meet the unique needs of firms of all sizes, delivering a suite of integrated modules to manage complex compliance processes and provide visibility into potential conflicts of interest and conduct-related activities
Highlights
- Centralized data management for ease of access, consistency, and enhanced risk control
- Modular approach allowing firms to tailor the solution to their specific requirements
- Regulatory obligation mapping and change tracking capabilities
- Employee compliance oversight and policy adherence monitoring
- Transaction monitoring to mitigate risks related to market manipulation, insider trading, suitability, and conflicts of interest
- Third-party due diligence and oversight of vendor, customer, and partner relationships